Gain Independence without Losing Stability
Financial advisors interested in transitioning into an RIA don’t have to do it alone when they work with AssetMark.
End-to-End Support
Manage Your Practice; Not Your Transition
Financial advisors that work with AssetMark during their transition to RIA hit the ground running. We’ll facilitate all of the challenging aspects of transitioning—from compliance to tech stack implementation, marketing, client outreach, and more.
How We’ll Help
Make Your Transition Free From Anxiety
For all financial advisors—but especially those leaving an employer—compliance is a significant concern. No matter where you’re starting from, we’ll make sure that you complete your RIA journey in a manner that maintains compliance with federal, state and local laws as well as your contractual obligations to your employer. The AssetMark team has a rich network of compliance professionals that can guide you through this process.
Provide Cutting-Edge Client Services
As an independent RIA, you’ll finally be able to deliver your services in the manner of your choosing. Advisors that work with AssetMark gain access to a wide spectrum of investment management strategies, assistance with advanced planning services, and sophisticated technology that supports it all. RIAs just have to choose what they want to offer their clients.
Grow Your Business without Working Weekends
Becoming an RIA means becoming a business owner, which can be a lot to pile on top of your existing client responsibilities. Working with AssetMark means gaining access to a wealth of business development professionals that can help you target your efforts to make the biggest impact on your business without forcing you to work overtime. Use our collective technical, marketing, sales, and operations insights to take your business to new heights.
Why AssetMark
We’re Here to Help
You tailor your advice to your client’s unique needs; AssetMark will do the same for you. Whatever obstacles you face in establishing your practice — whether that’s spending less time on business processes and more on your clients, performing portfolio research or adopting the right technology for success — we’ll assess what gaps exist in your practice, identify the path forward and stick with you until you achieve your goals.