California Notice at Collection of Personal Information

We want you to understand the categories of personal information we collect and the purposes for which the information will be used. We do not sell your personal information. If you would like to learn more about our privacy practices, please visit our California privacy policy page.

In this Notice at Collection, “we,” “us,” and “our” refer to AssetMark, Inc., AssetMark Trust Company, AssetMark Retirement Services, Inc. and AssetMark Brokerage, LLC (collectively, “AssetMark”). “You” refers to you, an individual.

  CATEGORIES OF PERSONAL INFORMATION WE COLLECT PURPOSE FOR WHICH THE PERSONAL INFORMATION WILL BE USED  

 

Identifiers, such as your name, address, Internet Protocol (IP) address, unique personal identifier (device identifier), e-mail address, account name, social security number, driver’s license number, passport number, membership number(s), telephone number(s) and signature.

 

  • To maintain and service your accounts and to provide financial products and services to you.
  • To maintain and service your accounts and to provide financial products and services to you. To comply with legal requirements.
  • To respond to your requests and provide service.
  • To market financial products and services to you.
  • To detect fraud and security incidents and analyze activity on our website.
 

 

Additional personal information such as age, citizenship, marital status, medical condition, physical or mental disability, gender.

  • To maintain and service your accounts and provide financial products and services to you.
  • To respond to your requests and provide service.
  • To market financial products and services to you.
  •  
 
  Financial information such as information about
your assets and liabilities that you hold with other financial institutions.

 

  • To provide financial products and services to you.
  • To market financial products and services to you.
 
  Commercial information, such as products or services purchased or considered.
  • To maintain and service your accounts and provide financial products and services to you.
  • To respond to your requests and provide service.
  • To market financial products and services to you.
 
  Internet or other electronic network activity, such as your interaction with our website and, if applicable,
your interactions with your account(s).
  • To provide financial products and services to you.
  • To maintain and service your account(s).
  • To respond to your requests and provide service.
  • To detect fraud and security incidents and analyze activity on our websites.
  • To improve our website.
  • To market financial products and services to you. 
 
  Audio, electronic and visual information, such as voice recordings when you call us on a recorded line, or your photograph if you visit a location with security cameras.
  • To provide financial products and services to you.
  • To provide customer service and maintain accounts.
  • To detect fraud and security incidents, and to prosecute those responsible.
  • To maintain the security of our premises.
 
  Professional or employment-related data, such as your work history and income.
  • To provide financial products and services to you.
  • To maintain and service your account(s).
  • To market financial products and services to you.
 
  Inferences drawn from any of the information that we collect about you to create a profile about you and your preferences.
  • To provide financial products and services to you.
  • To maintain and service your account(s).
  • To market financial products and services to you. 
 

Last updated: January 15, 2021